Governed by the Highest Level of Regulatory Oversight
Most of the best-known Canadian advice and wealth management providers belong to self-regulatory associations, where compliance (looking after the best interests of the Client) is the responsibility of internal departments. One has to wonder if a conflict of interest exists when senior management – whose bonuses depend on maximum profitability - must decide if a line has been crossed.
If there were a totem pole of regulatory requirements in the investment industry, Portfolio Managers such ETF Capital Management are held to the highest standard. As a Portfolio Manager we are a registrant of the Ontario Securities Commission (OSC), and we have a true fiduciary responsibility to always act in your best interests.
We must avoid conflicts of interest, and meet stringent financial reporting, capital, and insurance requirements to further protect your investments. This is a regular part of our world as a Portfolio Manager.
See How your Investments are Doing at All Times
Independent and objective reporting are the cornerstones of safeguarding your money. You will have online access to your accounts to monitor your portfolio, and National Bank will send you monthly custody account statements and tax reports.