Investment Committee
Larry Berman
CFA, CMT, CTA

Partner, 
Chief Investment Officer

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Fabien Ouellette
CIM, FCSI, FDS 

Portfolio Manager

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Luka Biber
CFA, CMT

Associate,
Portfolio Manager

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Joni Garrett
FMA

Investment Strategy Committee

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Margaret Samuel
MBA, LL.B., CFA

Contracted Portfolio Manager


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Management Team
Jared Rabinowitz

Partner, President &
Chief Operating Officer


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Patricia Sam

Sales & Relationship Manager

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Josh Brown

Associate, 
Private Client Services  

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Brett Rabinowitz 

Operations Coordinator

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Adminstrative Team
Investors should always consider the depth of an organization when making an investment. To assure the best service and cost-effectiveness for our clients ETFCM has chosen to partner with the foremost experts in each critical operational area. All activities carried on by our administrative partners are closely supervised by ETFCM to ensure accuracy and compliance.



National Bank / NBCN Inc.
Prime Broker/Custodian
www.nbcn.ca

NBCN Prime Brokerage Services is a specialized service offering for alternative investment funds and fund managers across equities, options, fixed income, foreign exchange, equity derivatives and equity finance. Its Synthetic Prime Brokerage offering includes swaps, forward transactions as well as customized fund structures and solutions. With an established offshore hedge fund marketing group and PrimeVue(tm) technology adapted to the unique needs of hedge fund managers, NBCN Prime Brokerage Services offers the collective power of National Bank Financial Group to hedge fund managers, enabling them to supplement commoditized products and services with other asset structures, customized solutions and transactions.

NBCN is an independent, wholly owned subsidiary of National Bank Financial. The sole business of NBCN is to provide clearing and brokerage services to independent securities firms, financial planners, investment counselors and money managers. At present, there are over 100 independent financial service firms with NBCN entrusting us with over $60 billion in assets under administration. ETFCM’s back and mid office needs are served by over 200 NBCN employees, reducing the need for in-house staff and keeping costs down for our clients.

NBCN Managed Account Solutions partners with stakeholders to develop solutions that reflect their need to implement and administer wealth management services. The Managed Account Solutions (MAS) division is focused on supporting over 20 firms with custom and turn-key managed account services, and is among the industry’s leading providers of fee based solutions with close to $3 billion in managed assets under administration across over 20,000 Managed Accounts. Powered by industry leading tools in combination with experienced staff (30 direct employees) focused on the needs of firms that offer Managed Accounts. NBCN MAS provides the backbone of ETFCM’s Privateer Platform – bringing world class services and peace of mind to our clients in a cost effective manner.



Segal LLP
Auditors
www.segalllp.com

Segal LLP was established in 1976. Since then we’ve grown to be one of Canada’s Top 30 accounting firms2 – offering integrated solutions in Assurance, Taxation, Business Advisory and Financial Recovery. Segal is a member of the Canadian Public Accountability Board (CPAB) and is authorized to audit public companies. We are also one of only 23 firms across Canada that has been approved by the Investment Dealers Association of Canada (IDA) to act as panel auditors to IDA Member firms. Our membership in DFK International gives us the ability to serve clients in 280 offices worldwide, 18 offices in Canada, and 34 offices in the United States.

The Investment Industry has been under increased scrutiny amidst ever-changing regulations. We have a designated team of professionals focused on providing targeted solutions in auditing, accounting, tax reporting, and regulatory compliance reporting for Investment Advisors, Pool Fund Trusts, Hedge Funds, Mutual Funds and Limited Partnerships. Focusing on IDA, OSC, and MFDA regulated entities means that we’re always informed on changes and amendments to Canadian generally accepted accounting principles and income tax legislation, ensuring that we always provide relevant and timely advice. Our team of professionals is dedicated to remaining update with changes as they occur.





1: Aa rated by Brendan Wood International (BWI) institutional investor surveys.
2: As reported by The Bottom Line published by LexisNexis Canada Inc.
© ETF Capital Management 2012